provider/certpath/ConstraintsChecker.java

/*
 * Copyright (c) 2000, 2008, Oracle and/or its affiliates. All rights reserved.
 * DO NOT ALTER OR REMOVE COPYRIGHT NOTICES OR THIS FILE HEADER.
 *
 * This code is free software; you can redistribute it and/or modify it
 * under the terms of the GNU General Public License version 2 only, as
 * published by the Free Software Foundation.  Oracle designates this
 * particular file as subject to the "Classpath" exception as provided
 * by Oracle in the LICENSE file that accompanied this code.
 *
 * This code is distributed in the hope that it will be useful, but WITHOUT
 * ANY WARRANTY; without even the implied warranty of MERCHANTABILITY or
 * FITNESS FOR A PARTICULAR PURPOSE.  See the GNU General Public License
 * version 2 for more details (a copy is included in the LICENSE file that
 * accompanied this code).
 *
 * You should have received a copy of the GNU General Public License version
 * 2 along with this work; if not, write to the Free Software Foundation,
 * Inc., 51 Franklin St, Fifth Floor, Boston, MA 02110-1301 USA.
 *
 * Please contact Oracle, 500 Oracle Parkway, Redwood Shores, CA 94065 USA
 * or visit www.oracle.com if you need additional information or have any
 * questions.
 */

package sun.security.provider.certpath;

import java.util.Collection;
import java.util.Collections;
import java.util.Set;
import java.util.HashSet;
import java.io.IOException;
import java.security.cert.Certificate;
import java.security.cert.CertificateException;
import java.security.cert.CertPathValidatorException;
import java.security.cert.X509Certificate;
import java.security.cert.PKIXCertPathChecker;
import java.security.cert.PKIXReason;
import sun.security.util.Debug;
import sun.security.x509.PKIXExtensions;
import sun.security.x509.NameConstraintsExtension;
import sun.security.x509.X509CertImpl;

/**
 * ConstraintsChecker is a <code>PKIXCertPathChecker</code> that checks
 * constraints information on a PKIX certificate, namely basic constraints
 * and name constraints.
 *
 * @since       1.4
 * @author      Yassir Elley
 */
class ConstraintsChecker extends PKIXCertPathChecker {

    private static final Debug debug = Debug.getInstance("certpath");
    /* length of cert path */
    private final int certPathLength;
    /* current maximum path length (as defined in PKIX) */
    private int maxPathLength;
    /* current index of cert */
    private int i;
    private NameConstraintsExtension prevNC;

    private Set<String> supportedExts;

    /**
     * Creates a ConstraintsChecker.
     *
     * @param certPathLength the length of the certification path
     * @throws CertPathValidatorException if the checker cannot be initialized
     */
    ConstraintsChecker(int certPathLength) throws CertPathValidatorException {
        this.certPathLength = certPathLength;
        init(false);
    }

    public void init(boolean forward) throws CertPathValidatorException {
        if (!forward) {
            i = 0;
            maxPathLength = certPathLength;
            prevNC = null;
        } else {
            throw new CertPathValidatorException
                ("forward checking not supported");
        }
    }

    public boolean isForwardCheckingSupported() {
        return false;
    }

    public Set<String> getSupportedExtensions() {
        if (supportedExts == null) {
            supportedExts = new HashSet<String>();
            supportedExts.add(PKIXExtensions.BasicConstraints_Id.toString());
            supportedExts.add(PKIXExtensions.NameConstraints_Id.toString());
            supportedExts = Collections.unmodifiableSet(supportedExts);
        }
        return supportedExts;
    }

    /**
     * Performs the basic constraints and name constraints
     * checks on the certificate using its internal state.
     *
     * @param cert the <code>Certificate</code> to be checked
     * @param unresCritExts a <code>Collection</code> of OID strings
     * representing the current set of unresolved critical extensions
     * @throws CertPathValidatorException if the specified certificate
     * does not pass the check
     */
    public void check(Certificate cert, Collection<String> unresCritExts)
        throws CertPathValidatorException
    {
        X509Certificate currCert = (X509Certificate) cert;

        i++;
        // MUST run NC check second, since it depends on BC check to
        // update remainingCerts
        checkBasicConstraints(currCert);
        verifyNameConstraints(currCert);

        if (unresCritExts != null && !unresCritExts.isEmpty()) {
            unresCritExts.remove(PKIXExtensions.BasicConstraints_Id.toString());
            unresCritExts.remove(PKIXExtensions.NameConstraints_Id.toString());
        }
    }

    /**
     * Internal method to check the name constraints against a cert
     */
    private void verifyNameConstraints(X509Certificate currCert)
        throws CertPathValidatorException
    {
        String msg = "name constraints";
        if (debug != null) {
            debug.println("---checking " + msg + "...");
        }

        // check name constraints only if there is a previous name constraint
        // and either the currCert is the final cert or the currCert is not
        // self-issued
        if (prevNC != null && ((i == certPathLength) ||
                !X509CertImpl.isSelfIssued(currCert))) {
            if (debug != null) {
                debug.println("prevNC = " + prevNC);
                debug.println("currDN = " + currCert.getSubjectX500Principal());
            }

            try {
                if (!prevNC.verify(currCert)) {
                    throw new CertPathValidatorException(msg + " check failed",
                        null, null, -1, PKIXReason.INVALID_NAME);
                }
            } catch (IOException ioe) {
                throw new CertPathValidatorException(ioe);
            }
        }

        // merge name constraints regardless of whether cert is self-issued
        prevNC = mergeNameConstraints(currCert, prevNC);

        if (debug != null)
            debug.println(msg + " verified.");
    }

    /**
     * Helper to fold sets of name constraints together
     */
    static NameConstraintsExtension
        mergeNameConstraints(X509Certificate currCert,
            NameConstraintsExtension prevNC) throws CertPathValidatorException
    {
        X509CertImpl currCertImpl;
        try {
            currCertImpl = X509CertImpl.toImpl(currCert);
        } catch (CertificateException ce) {
            throw new CertPathValidatorException(ce);
        }

        NameConstraintsExtension newConstraints =
            currCertImpl.getNameConstraintsExtension();

        if (debug != null) {
            debug.println("prevNC = " + prevNC);
            debug.println("newNC = " + String.valueOf(newConstraints));
        }

        // if there are no previous name constraints, we just return the
        // new name constraints.
        if (prevNC == null) {
            if (debug != null) {
                debug.println("mergedNC = " + String.valueOf(newConstraints));
            }
            if (newConstraints == null) {
                return newConstraints;
            } else {
                // Make sure we do a clone here, because we're probably
                // going to modify this object later and we don't want to
                // be sharing it with a Certificate object!
                return (NameConstraintsExtension) newConstraints.clone();
            }
        } else {
            try {
                // after merge, prevNC should contain the merged constraints
                prevNC.merge(newConstraints);
            } catch (IOException ioe) {
                throw new CertPathValidatorException(ioe);
            }
            if (debug != null) {
                debug.println("mergedNC = " + prevNC);
            }
            return prevNC;
        }
    }

    /**
     * Internal method to check that a given cert meets basic constraints.
     */
    private void checkBasicConstraints(X509Certificate currCert)
        throws CertPathValidatorException
    {
        String msg = "basic constraints";
        if (debug != null) {
            debug.println("---checking " + msg + "...");
            debug.println("i = " + i);
            debug.println("maxPathLength = " + maxPathLength);
        }

        /* check if intermediate cert */
        if (i < certPathLength) {
            // RFC5280: If certificate i is a version 3 certificate, verify
            // that the basicConstraints extension is present and that cA is
            // set to TRUE.  (If certificate i is a version 1 or version 2
            // certificate, then the application MUST either verify that
            // certificate i is a CA certificate through out-of-band means
            // or reject the certificate.  Conforming implementations may
            // choose to reject all version 1 and version 2 intermediate
            // certificates.)
            //
            // We choose to reject all version 1 and version 2 intermediate
            // certificates except that it is self issued by the trust
            // anchor in order to support key rollover or changes in
            // certificate policies.
            int pathLenConstraint = -1;
            if (currCert.getVersion() < 3) {    // version 1 or version 2
                if (i == 1) {                   // issued by a trust anchor
                    if (X509CertImpl.isSelfIssued(currCert)) {
                        pathLenConstraint = Integer.MAX_VALUE;
                    }
                }
            } else {
                pathLenConstraint = currCert.getBasicConstraints();
            }

            if (pathLenConstraint == -1) {
                throw new CertPathValidatorException
                    (msg + " check failed: this is not a CA certificate",
                     null, null, -1, PKIXReason.NOT_CA_CERT);
            }

            if (!X509CertImpl.isSelfIssued(currCert)) {
                if (maxPathLength <= 0) {
                   throw new CertPathValidatorException
                        (msg + " check failed: pathLenConstraint violated - "
                         + "this cert must be the last cert in the "
                         + "certification path", null, null, -1,
                         PKIXReason.PATH_TOO_LONG);
                }
                maxPathLength--;
            }
            if (pathLenConstraint < maxPathLength)
                maxPathLength = pathLenConstraint;
        }

        if (debug != null) {
            debug.println("after processing, maxPathLength = " + maxPathLength);
            debug.println(msg + " verified.");
        }
    }

    /**
     * Merges the specified maxPathLength with the pathLenConstraint
     * obtained from the certificate.
     *
     * @param cert the <code>X509Certificate</code>
     * @param maxPathLength the previous maximum path length
     * @return the new maximum path length constraint (-1 means no more
     * certificates can follow, Integer.MAX_VALUE means path length is
     * unconstrained)
     */
    static int mergeBasicConstraints(X509Certificate cert, int maxPathLength) {

        int pathLenConstraint = cert.getBasicConstraints();

        if (!X509CertImpl.isSelfIssued(cert)) {
            maxPathLength--;
        }

        if (pathLenConstraint < maxPathLength) {
            maxPathLength = pathLenConstraint;
        }

        return maxPathLength;
    }
}